CO2 Balance of a Commercial Closed System with Artificial Lighting for Producing Lettuce Plants

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Ming Li Graduate School of Horticulture, Chiba University, Matsudo, Chiba 271-8510, Japan

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Toyoki Kozai Center for Environment, Health and Field Sciences, Chiba University, Kashiwa, Chiba 277-0882, Japan

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Katsumi Ohyama Center for Environment, Health and Field Sciences, Chiba University, Kashiwa, Chiba 277-0882, Japan; and the Graduate School of Horticulture, Chiba University, Matsudo, Chiba 271-8510, Japan

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Shigeharu Shimamura Mirai Corporation Limited, Matsudo, Chiba 270-2218, Japan

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Kaori Gonda Mirai Corporation Limited, Matsudo, Chiba 270-2218, Japan

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Tetsuo Sekiyama Center for Environment, Health and Field Sciences, Chiba University, Kashiwa, Chiba 277-0882, Japan

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Abstract

The CO2 balance of a commercial closed system with artificial lighting (CSAL), in which lettuce plants (Lactuca sativa L. ‘Early Impulse’, ‘King Crown’, and ‘Cos Lettuce’) were produced every day and CO2 was added to the air by gas cylinders and workers’ respiration, was analyzed. In the experiment, 95% of the CO2 supplied from cylinders was apparently assimilated by the lettuce plants in the commercial CSAL, suggesting that the supplied CO2 was used efficiently. The amounts of CO2 assimilated by the lettuce plants and loss resulting from leakage, respectively, accounted for 78% and 22% of the total amount of CO2 supplied. The amounts of CO2 supplied by the cylinders and by the workers’ respiration, respectively, accounted for 83% and 17% of the total amount of CO2 supplied. Based on the analysis, a relatively high CO2 utilization efficiency of 78% was observed in the experiment despite the operation rate of 33%, which is defined as the percentage of the culture beds with plants. If the operation rate could be increased to 100%, the CO2 utilization efficiency would reach 92%. These results showed that CO2 supplied by the workers’ respiration helped to reduce the amount of CO2 supplied by the cylinders and hence the CO2 cost in a commercial CSAL.

The CSAL is an airtight warehouse-like facility covered with thermally insulated walls and using artificial light as the sole light source for growing the plants. CSAL has been used to grow lettuce plants (Wheeler et al., 1994a), soybean and potato plants (Corey and Wheeler, 1992; Wheeler et al., 1994b), and wheat plants (Corey and Wheeler, 1992) and for producing transplants (Kozai et al., 2006).

The CO2 balance of experimental CSALs has been investigated by several researchers (Wheeler, 1992; Yokoi et al., 2005; Yoshinaga et al., 2000) and most of the CO2 supplied was assimilated by the plants (e.g., greater than 90%). In an experimental CSAL, the CO2 was usually supplied into the CSAL 1) to prevent a decrease in CO2 concentration to a compensation or suboptimal level as a result of the CO2 assimilation by the plants; and 2) to keep the CO2 concentration at high levels such as 1000 μmol·mol−1 to enhance the CO2 assimilation by the plants (Kozai et al., 2002). However, maintaining elevated CO2 concentrations will also increase the CO2 loss resulting from leakage by increasing the difference in the CO2 concentration between inside and outside the CSAL (Tingey et al., 2000).

The CO2 balance of a commercial CSAL is expected to be similar to that of the experimental CSAL, but the human factor (i.e., CO2 supplied by workers’ respiration) needs to be considered. When workers enter a commercial CSAL, their respiration adds CO2 to the air. This reduces the CO2 required to be supplied from cylinders, thus decreasing the CO2 cost. However, there is little information on this aspect. In this study, the CO2 balance of a commercial CSAL, where lettuce plants are produced every day and workers in the facility respire CO2 into the air, was analyzed.

Materials and Methods

Commercial closed system with artificial lighting.

The cultural room of the commercial CSAL (hereafter referred to as commercial CSAL) developed by Mirai Co., Ltd. (Japan) was 21 m long, 15 m wide, and 4.5 m high. Nine basic modules with 10 shelves were installed inside the commercial CSAL. Each shelf was equipped with 31 or 47 fluorescent lamps and a culture bed (11 m long, 1.3 m wide, and 40 mm deep). In the culture beds, nutrient solution was circulated and Styrofoam boards were floated on the nutrient solution to support the lettuce plants. In the culture room, 90 culture beds were available in the commercial CSAL. In the present experiment, the operation rate, which is defined as the percentage of the culture beds with plants, was 33%. Six CO2 cylinders were placed outside to supply CO2 into the commercial CSAL. The CO2 supply rate was adjusted by a controller to maintain the CO2 concentration inside at a predetermined level. Seven heat pumps (total cooling and heating capacity: 154 and 145 kW; Daikin Industries Ltd., Japan) were installed in the commercial CSAL for controlling the air temperature.

Lettuce plants and growth conditions.

Lettuce plants (Lactuca sativa L. ‘Early Impulse’, ‘King Crown’, and ‘Cos Lettuce’) were produced in the commercial CSAL for 35 d at a planting density of 133 plants/m2 for the first 25 d and 33 plants/m2 for the next 10 d. Photosynthetic photon flux (PPF) on the Styrofoam boards was 100 μmol·m−2·s−1 for the first 25 d and 130 μmol·m−2·s−1 for the next 10 d of lettuce plant growth with a photoperiod of 17 h (Table 1). PPF was adjusted by moving the lettuce plants to different shelves. The air temperature and the CO2 concentration were set at 20 °C and 1800 μmol·mol−1 in the commercial CSAL, respectively. The electrical conductivity of the nutrient solution was maintained at 2.0 dS·m−1.

Table 1.

Light environment in commercial closed systems with artificial lighting for producing lettuce plants.

Table 1.

Production procedure.

Four workers entered the commercial CSAL at 0915 hr and 1315 hr sequentially at intervals of 15 min and left together at 1200 hr and 1800 hr every day. During the period from 0915 hr to 0945 hr, the lettuce plants including 192 plants of ‘Early Impulse’, 192 plants of ‘King Crown’, and 768 plants of ‘Cos Lettuce’ were harvested at 35 d after sowing. After harvesting, the corresponding number of seeds in each cultivar was sown, so a series of lettuce plants of different ages between 0 and 34 d after sowing were grown at the same time in the commercial CSAL.

CO2 balance of the commercial closed system with artificial lighting.

In the present experiment, the CO2 balance of the commercial CSAL was analyzed and used to calculate the CO2 utilization efficiency.

The amount of CO2 dissolved in the nutrient solution was constant during the experimental period because the amount of nutrient solution in the culture bed was not changed. Thus, the CO2 balance of the commercial CSAL was unaffected by the dissolution of CO2 and expressed by:
DE1
where A: the daily amount of CO2 assimilated by the lettuce plants per unit area of the culture bed with plants (mol·m−2·d−1); SC: the daily amount of CO2 supplied by the cylinders per unit area of the culture bed with plants (mol·m−2·d−1); SW: the daily amount of CO2 supplied by workers’ respiration per unit area of the culture bed with plants (mol·m−2·d−1); I: the daily amount of CO2 increase in air per unit area of the culture bed with plants (mol·m−2·d−1); and L: the daily amount of CO2 loss resulting from leakage per unit area of the culture bed with plants (mol·m−2·d−1).
In the present experiment, the CO2 utilization efficiency (CUE) was defined as the ratio of the amount of CO2 assimilated by plants to the amount of CO2 supplied into the commercial CSAL:
DE2
The daily amount of CO2 assimilated by the lettuce plants per unit area of the culture bed with plants (A) was estimated from the dry mass of the lettuce plants:
DE3
where W: the increase in dry mass of the lettuce plants in the commercial CSAL (g·d−1); m: the molecular weight of CO2 (44 g·mol−1); j: the coefficient for converting the CO2 assimilated by plants into dry mass (0.68 g·g−1; Van Henten, 1994); and B: the area of the culture beds with plants (434 m2).
Assuming that 1) the growth rate of the lettuce plants was constant in the commercial CSAL; and 2) the dry mass of seeds was small compared with that of the harvested lettuce plants 35 d after sowing, the increase in dry mass of the lettuce plants in the commercial CSAL was estimated by:
DE4
where wd: the dry mass of the lettuce plants “d” d after sowing (g).
The daily amount of CO2 supplied by the cylinders per unit area of the culture bed with plants (SC) was determined by:
DE5
where Ft: the CO2 supply rate at time “t” (mol·h−1).
The daily amount of CO2 supplied by the workers’ respiration per unit area of the culture bed with plants (SW) was estimated using a fixed respiration rate of workers and determined by:
DE6
where R: the respiration rate of the workers (0.95 mol/h/person; Japan Air Cleaning Association, 2000); Pn,t: the cumulative working time of worker “n” at time “t” (h); and K: the number of workers in the commercial CSAL.
The CO2 increase in air describes the increase in the amount of CO2 in air resulting from the increase in the CO2 concentration. The daily amount of CO2 increase in air per unit area of the culture bed with plants (I) was determined by:
DE7
where k: the reciprocal of the molar volume of CO2 (41.4 mol·m−3); V: the volume of the CSAL (1379 m3); and Ci,t: the hourly average CO2 concentration in the commercial CSAL at time “t” (μmol·mol−1).
The daily amount of CO2 loss resulting from leakage per unit area of the culture bed with plants (L) was estimated by:
DE8

Measurements.

The air temperature and relative humidity were measured in the commercial CSAL using sensors (RTR 53-AL; T&D Corp., Japan). The CO2 concentration was measured by infrared gas analyzers (GMP 222; Vaisala Oyj, Helsinki, Finland) inside and outside the commercial CSAL. The CO2 supply rate from the cylinders was measured by a flow meter (FD-A600; Keyence Corp., Japan). The hourly averaged data were recorded and used for analyzing the CO2 balance of the commercial CSAL. The analysis of the CO2 balance was repeated three times.

Three lettuce plants 35 d after sowing in each cultivar were sampled and dried at 60 °C for 7 d to determine the dry mass. Another three ‘Early Impulse’ lettuce plants were sampled 14, 24, 28, 32, and 35 d after sowing and their second leaf (14 d after sowing, counting from bottom) or third leaf (24, 28, 32, and 35 d after sowing, counting from bottom) were used for measuring the CO2 assimilation rate using a portable photosynthesis system (LI-6400; LI-COR, Inc., Lincoln, NE). At the inlet of the leaf chamber, the CO2 concentration was set at 200, 250, 300, 400, 600, 800, 1000, 1500, or 2000 μmol·mol−1. PPF and the leaf temperature were maintained at 200 μmol·m−2·s−1 and 20 °C, respectively. The measurements were repeated three times.

Results and Discussion

The CO2 concentration and the air temperature inside the commercial CSAL were 1800 ± 56 μmol·mol−1 and 20 ± 0.4 °C, respectively. The relative humidity inside ranged from 68% to 80%. The amounts of CO2 assimilated by the lettuce plants and loss resulting from leakage, respectively, accounted for 78% [= 0.27·100%/(0.29 + 0.06)] and 22% [= 0.08·100%/(0.29 + 0.06)] of the total amount of CO2 supplied (Table 2). The amounts of CO2 supplied by the cylinders and by the workers’ respiration, respectively, accounted for 83% [= 0.29·100%/(0.29 + 0.06)] and 17% [= 0.06·100%/(0.29 + 0.06)] of the total amount of CO2 supplied. The amount of CO2 increase in the air was less than one-hundredth of the other amounts.

Table 2.

CO2 balance and CO2 utilization efficiency of commercial closed systems with artificial lighting for producing lettuce plants.z

Table 2.

The air can leak out of the commercial CSAL through small gaps and opening of the door when workers enter and leave the commercial CSAL (Acock and Acock, 1989). This process can be affected by the variation in environmental conditions such as air temperature (Wheeler, 1992). As a result, part of the CO2 was lost because of leakage.

In previous studies, the CO2 concentration in the CSAL was first increased as a result of the plant respiration during the dark periods and decreased quickly to the CO2 concentration set point because of the plant CO2 assimilation at the start of the photoperiod (Wheeler, 1992; Yoshinaga et al., 2000). As a result, the amount of CO2 increase in air increased during the dark period and decreased during the start of the photoperiod in response to the variation in CO2 concentration in the CSAL. In this study, the CO2 concentration in the commercial CSAL ranged from 1750 to 1900 μmol·mol−1 during the experimental periods because the photoperiods were staggered. The daily amount of CO2 increase in air is just 5% of the total amount of the CO2 supplied, assuming that the CO2 concentration in the commercial CSAL was increased by 150 (1900 to 1750) μmol·mol−1 during a day. Besides, both the increase and decrease in the CO2 concentration in the commercial CSAL during a day were included in the analysis of CO2 balance. Thus, the daily amount of CO2 increase in air was small and can be neglected.

In the present experiment, 94% of CO2 supplied by the cylinders was apparently assimilated by the lettuce plants in the commercial CSAL, suggesting that the CO2 supplied into the commercial CSAL was used efficiently. In the previous studies, all of the CO2 supplied was from the cylinders because there were no workers in the experimental CSAL. However, in the present experiment, there were two CO2 supply sources: the cylinders and the workers’ respiration. If no workers entered the commercial CSAL, the amount of CO2 supplied by the cylinders would be increased by 21% to obtain the same daily amount of CO2 assimilated by the lettuce plants. This suggests that workers’ respiration can replace part of the CO2 supplied by the cylinders and thus decrease the CO2 cost.

The CO2 utilization efficiency of the commercial CSAL was 78%, which was lower than that reported by Yoshinaga et al. (2000). This was mainly because the operation rate was 33% as a result of supply and demand for the lettuce plants. In other words, only 30 culture beds were used for growing lettuce plants in the commercial CSAL. If all the culture beds were occupied with plants, the CO2 utilization efficiency would be 92%, which is comparable to that reported by Yoshinaga et al. (2000). Increasing the CO2 utilization efficiency by increasing the operation rate will decrease the CO2 cost for producing lettuce plants in the commercial CSAL. In addition, the CO2 utilization efficiency is 100% and is unaffected by the CO2 concentration if the CSAL is completely airtight, although this is difficult to achieve in practice (Baker et al., 2004).

The CO2 assimilation rate of a single leaf of a lettuce plant increased with the increase in the ambient CO2 concentration (Fig. 1), indicating that the amount of CO2 assimilated by the lettuce plants also increased with the increase in the CO2 concentration in the commercial CSAL. Simultaneously, the increasing CO2 concentration in the commercial CSAL results in an increase in CO2 loss resulting from leakage, which may reduce the CO2 utilization efficiency of the commercial CSAL. If the set point of CO2 concentration in the commercial CSAL decreased from 1800 in the present study to 1000 μmol·mol−1, the amount of CO2 assimilated by the lettuce plants would decrease by 22% according to measurements of the CO2 assimilation rate of single leaves of lettuce plants (Fig. 1). At the same time, the amounts of CO2 loss resulting from leakage and CO2 supplied by the cylinders also decreased by 44% and 32%, although the amount of CO2 supplied by the workers’ respiration was constant. Therefore, the CO2 utilization efficiency of the commercial CSAL will be 6.5% higher than that obtained in the present experiment. However, for the commercial production of lettuce plants in CSAL, promoting the growth of the lettuce plants by increasing the CO2 concentration is occasionally more important than increasing the CO2 utilization efficiency. Although the CO2 assimilation rate of single leaves can be scaled up to canopy level, this scaling-up is not straightforward and may cause errors (Bugbee, 1992). In future studies, the canopy CO2 assimilation rate should be measured for estimating the effects of CO2 concentration on the CO2 balance of the commercial CSAL.

Fig. 1.
Fig. 1.

CO2 assimilation rate (AL) of the second leaf of ‘Early Impulse’ lettuce plants 14 d after sowing (A), the third leaf of the lettuce plants 24 (B), 28 (C), 32 (D), and 35 d after sowing (E) as affected by the CO2 concentration at the photosynthetic photon flux (PPF) of 200 μmol·m−2·s−1. Mean ± se.

Citation: HortScience horts 47, 9; 10.21273/HORTSCI.47.9.1257

According to the American Conference of Governmental Industrial Hygienists (1991), the indoor CO2 concentration should be lower than 5000 μmol·mol−1 for an 8-h working day to guarantee the workers’ health. In the present experiment, the CO2 concentration in the commercial CSAL was below 2000 μmol·mol−1 and the working hour in each day is less than 8 h. Thus, the impacts of high CO2 concentration on workers’ health can be neglected. However, the accumulation of other air pollution in the commercial CSAL should be a concern, because the air exchange was minimized.

In the present experiment, we assumed constant values for the workers’ respiration rate for analyzing the CO2 balance of the commercial CSAL. The workers’ respiration rate was determined based on interviews about their work, which mainly consisted of seeding, transplanting, and harvesting the lettuce plants in the commercial CSAL. The respiration rate ranged between 0.67 mol/h/person when seated quietly and 2.9 mol/h/person during heavy work (Japan Air Cleaning Association, 2000). In future work, the workers’ respiration rate should be precisely determined for obtaining the CO2 balance of the commercial CSAL more accurately. On the other hand, the CO2 concentration below 20,000 μmol·mol−1 does not elevate the workers’ respiration rate significantly (Rice, 2003). Thus, the respiration rate measured under normal conditions was used to estimate the daily amount of the CO2 supplied by the workers’ respiration in this study.

Conclusions

In conclusion, 94% of CO2 supplied by the cylinders was apparently assimilated by the lettuce plants in the commercial CSAL. This was because the amount of CO2 supplied by the workers’ respiration was almost equal to that of CO2 loss resulting from leakage (Table 2) and thus contributed to the relatively high CO2 utilization efficiency (78%). Our results showed the important contribution of the CO2 supplied by workers’ respiration to decreasing the amount of CO2 supplied by the cylinders and hence the CO2 cost in a commercial CSAL.

Literature Cited

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    • Export Citation
  • Wheeler, R.M., Mackowiak, C.L., Sager, J.C. & Knott, W.M. 1994b Growth of soybean and potato at high CO2 partial pressures Adv. Space Res. 14 251 255

  • Yokoi, S., Kozai, T., Hasegawa, T., Chun, C. & Kubota, C. 2005 CO2 and water utilization efficiencies of a closed transplant production system as affected by leaf area index of tomato seedling populations and the number of air exchanges J. Soc. High Technol. Agr. 17 182 191 [in Japanese]

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  • Yoshinaga, K., Ohyama, K. & Kozai, T. 2000 Energy and mass balance of a closed-type transplant production system, Part 3: Carbon dioxide balance J. Soc. High Technol. Agr. 12 225 231 [in Japanese]

    • Search Google Scholar
    • Export Citation
  • CO2 assimilation rate (AL) of the second leaf of ‘Early Impulse’ lettuce plants 14 d after sowing (A), the third leaf of the lettuce plants 24 (B), 28 (C), 32 (D), and 35 d after sowing (E) as affected by the CO2 concentration at the photosynthetic photon flux (PPF) of 200 μmol·m−2·s−1. Mean ± se.

  • Acock, B. & Acock, M.C. 1989 Calculating air leakage rates in controlled-environment chambers containing plants Agron. J. 81 619 623

  • American Conference of Governmental Industrial Hygienists 1991 Documentation of the threshold limit values and biological exposure indices. 6th Ed. Cincinnati, OH

  • Baker, J.T., Kim, S.H. & Gitz, D.C. 2004 A method for estimating carbon dioxide leakage rates in controlled-environment chambers using nitrous oxide Environ. Exp. Bot. 51 103 110

    • Search Google Scholar
    • Export Citation
  • Bugbee, B. 1992 Steady-state canopy gas exchange: System design and operation HortScience 27 770 776

  • Corey, K.A. & Wheeler, R.M. 1992 Gas exchange in NASA's biomass production chamber Bioscience 42 503 509

  • Japan Air Cleaning Association 2000 Brief guidance for indoor air cleaning (in Japanese). 1st Ed. Ohmsha, Tokyo, Japan

  • Kozai, T., Chun, C. & Ohyama, K. 2002 Closed systems with lamps for commercial production of transplants using minimal resources Acta Hort. 630 239 254

    • Search Google Scholar
    • Export Citation
  • Kozai, T., Ohyama, K. & Chun, C. 2006 Commercialized closed systems with artificial lighting for plant production Acta Hort. 711 61 70

  • Rice, S.A. 2003 Health effects of acute and prolonged CO2 exposure in normal and sensitive populations. Proc. 2nd Annu. Conf. on Carbon Sequestration

  • Tingey, D.T., Waschmann, R.S., Phillips, D.L. & Olszyk, D.M. 2000 The carbon dioxide leakage from chambers measured using sulfur hexafluoride Environ. Exp. Bot. 43 101 110

    • Search Google Scholar
    • Export Citation
  • Van Henten, E.J. 1994 Validation of a dynamic lettuce growth model for greenhouse climate control Agr. Syst. 45 55 72

  • Wheeler, R.M. 1992 Gas exchange measurements using a large, closed plant growth chamber HortScience 27 777 780

  • Wheeler, R.M., Mackowiak, C.L., Sager, J.C., Yoriko, N.C. & Knott, W.M. 1994a Growth and gas exchange by lettuce stands in a closed, controlled environment J. Amer. Soc. Hort. Sci. 119 610 615

    • Search Google Scholar
    • Export Citation
  • Wheeler, R.M., Mackowiak, C.L., Sager, J.C. & Knott, W.M. 1994b Growth of soybean and potato at high CO2 partial pressures Adv. Space Res. 14 251 255

  • Yokoi, S., Kozai, T., Hasegawa, T., Chun, C. & Kubota, C. 2005 CO2 and water utilization efficiencies of a closed transplant production system as affected by leaf area index of tomato seedling populations and the number of air exchanges J. Soc. High Technol. Agr. 17 182 191 [in Japanese]

    • Search Google Scholar
    • Export Citation
  • Yoshinaga, K., Ohyama, K. & Kozai, T. 2000 Energy and mass balance of a closed-type transplant production system, Part 3: Carbon dioxide balance J. Soc. High Technol. Agr. 12 225 231 [in Japanese]

    • Search Google Scholar
    • Export Citation
Ming Li Graduate School of Horticulture, Chiba University, Matsudo, Chiba 271-8510, Japan

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Toyoki Kozai Center for Environment, Health and Field Sciences, Chiba University, Kashiwa, Chiba 277-0882, Japan

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Katsumi Ohyama Center for Environment, Health and Field Sciences, Chiba University, Kashiwa, Chiba 277-0882, Japan; and the Graduate School of Horticulture, Chiba University, Matsudo, Chiba 271-8510, Japan

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Shigeharu Shimamura Mirai Corporation Limited, Matsudo, Chiba 270-2218, Japan

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Kaori Gonda Mirai Corporation Limited, Matsudo, Chiba 270-2218, Japan

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Tetsuo Sekiyama Center for Environment, Health and Field Sciences, Chiba University, Kashiwa, Chiba 277-0882, Japan

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  • CO2 assimilation rate (AL) of the second leaf of ‘Early Impulse’ lettuce plants 14 d after sowing (A), the third leaf of the lettuce plants 24 (B), 28 (C), 32 (D), and 35 d after sowing (E) as affected by the CO2 concentration at the photosynthetic photon flux (PPF) of 200 μmol·m−2·s−1. Mean ± se.

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